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Predicting red blood cell transfusion in hospitalized patients: role of hemoglobin level, comorbidities, and illness severity
© Roubinian et al.; licensee BioMed Central Ltd. 2014
Received: 30 August 2013
Accepted: 25 April 2014
Published: 10 May 2014
Randomized controlled trial evidence supports a restrictive strategy of red blood cell (RBC) transfusion, but significant variation in clinical transfusion practice persists. Patient characteristics other than hemoglobin levels may influence the decision to transfuse RBCs and explain some of this variation. Our objective was to evaluate the role of patient comorbidities and severity of illness in predicting inpatient red blood cell transfusion events.
We developed a predictive model of inpatient RBC transfusion using comprehensive electronic medical record (EMR) data from 21 hospitals over a four year period (2008-2011). Using a retrospective cohort study design, we modeled predictors of transfusion events within 24 hours of hospital admission and throughout the entire hospitalization. Model predictors included administrative data (age, sex, comorbid conditions, admission type, and admission diagnosis), admission hemoglobin, severity of illness, prior inpatient RBC transfusion, admission ward, and hospital.
The study cohort included 275,874 patients who experienced 444,969 hospitalizations. The 24 hour and overall inpatient RBC transfusion rates were 7.2% and 13.9%, respectively. A predictive model for transfusion within 24 hours of hospital admission had a C-statistic of 0.928 and pseudo-R2 of 0.542; corresponding values for the model examining transfusion through the entire hospitalization were 0.872 and 0.437. Inclusion of the admission hemoglobin resulted in the greatest improvement in model performance relative to patient comorbidities and severity of illness.
Data from electronic medical records at the time of admission predicts with very high likelihood the incidence of red blood transfusion events in the first 24 hours and throughout hospitalization. Patient comorbidities and severity of illness on admission play a small role in predicting the likelihood of RBC transfusion relative to the admission hemoglobin.
Variation in clinical transfusion practice has long been recognized, particularly among acutely ill hospitalized patients [1–4]. Several well-powered randomized controlled clinical trials of certain groups of adult medical and surgical patients support the notion that restrictive red blood cell (RBC) transfusion strategies result in similar or better patient outcomes compared to a more liberal strategy [5–10]. These studies have led to the development of guidelines that endorse transfusion at lower hemoglobin levels during the perioperative period and intensive care unit stay [11–14].
However, integration of guidelines into practice has been variable, with a significant proportion of RBC units transfused outside of evidence-based indications [15–18]. It has been hypothesized that clinicians modify their transfusion decisions by incorporating patient comorbidities or severity of illness [15, 16]. These factors might partially explain observed variation in RBC transfusion practice.
We describe the relationship between patient factors and RBC transfusions in the acute care community hospital setting, taking advantage of the existing research infrastructure of an integrated health care delivery system, Kaiser Permanente Northern California (KPNC). Using data from a comprehensive electronic medical record and an externally validated risk adjustment methodology applicable to all hospitalized patients, we quantified the incremental effect of increasing clinical detail on the likelihood of a patient receiving a RBC transfusion during hospitalization [19–21]. We sought to assess the role of patient comorbidities and severity of illness, in addition to hemoglobin levels, in predicting inpatient RBC transfusion events.
This study was approved by the KPNC Institutional Review Board for the Protection of Human Subjects, which has jurisdiction over all the hospitals included in this study, and the University of California, San Francisco Committee on Human Research.
We performed a retrospective cohort study of all hospitalized non-obstetric patients age ≥18 years admitted to 21 KPNC hospitals between January 1, 2008 and December 31, 2011. The study hospitals have been described in previous reports and this cohort was recently employed for the development of a comprehensive risk adjustment system [19, 20].
KPNC serves a total population of approximately 3.3 million members. All KPNC hospitals and clinics employ information systems linked by a common medical record number. We obtained data regarding use of blood products from the KPNC blood bank and audited a random sample of inpatient transfusion events to validate the accuracy of this record. The audit did not identify any transfusion events not present in the blood bank record (i.e., our search strategy had 100% specificity) and verified that 97% of blood products released from the blood bank were transfused (Additional file 1).
The methods we employed to retrieve, clean, and process other study data have been described elsewhere [19, 20]. The principal (dependent) outcome for our analyses was whether or not a patient received a RBC transfusion either within 24 hours of admission to the hospital or ever during the hospitalization. We grouped predictor variables into six broad categories, so that each category incrementally added more clinical data. They included: administrative data (age, sex, comorbidity burden, emergency or elective presentation, medical or surgical admission, and admission diagnosis); admission hemoglobin (adding pre-hospital entry hemoglobin); severity of illness (adding illness severity); prior transfusion (adding history of a prior inpatient RBC transfusion within the past year); initial hospital location (adding the first unit of hospital entry) and hospital (adding individual hospitals as fixed effects).
Emergency versus elective presentation was based on whether patients were admitted after being evaluated in the emergency department. Admission diagnoses were based on International Classification of Diseases, 9th Revision (ICD-9) diagnosis codes. Health Care Utilization Project (http://www.ahrq.gov/data/hcup) single-level diagnosis categories were used to organize all possible ICD admission codes into groups, with subsequent designation of five medical and surgical categories into Primary Conditions: Gastrointestinal Bleeding, non-surgical Cardiovascular, Infection, Malignancy, and Orthopedic Surgery (Additional file 1). These groupings of common conditions were chosen on the basis of their association with medical or surgical bleeding (Gastrointestinal Bleeding & Orthopedic Surgery), anemia of chronic illness (Malignancy & Infection), as well as the potential benefit of improving oxygen delivery with RBC transfusion (non-surgical Cardiovascular).
Admission hemoglobin was defined as the lowest hemoglobin within 72 hours prior to hospital entry from the emergency room or outpatient clinic or the most recent hemoglobin within 30 days prior to hospitalization for elective admissions. Initial hospital locations included the medical-surgical wards, intensive care unit, intermediate care areas, or operating room. Comorbid disease burden was quantified by a previously described continuous score, COPS2 (Comorbidity Points Score, version 2), which is based upon patients’ medical diagnoses for the 12 months preceding hospitalization . For comparison purposes, we also employed the methodology of Deyo et al. to assign Charlson scores . Severity of illness was quantified using a continuous score, LAPS2 (Laboratory Acute Physiology Score, version 2), a physiology-based score of individual laboratory test results, vital signs, and neurologic status, obtained within 72 hours prior to hospital entry . We emphasize that admission hemoglobin was used for predictive modeling purposes, because it was commonly available on most patients at a comparable time point.
Categorical variables were summarized as frequencies and percentages and continuous variables as mean ± standard deviation. Continuous variables were grouped into quartiles (COPS2, LAPS2, age at admission) or into ranges for hemoglobin (<7, 7-7.9, 8-8.9, 9-9.9, ≥10 g/dL). We used the Kaplan-Meier method for depicting the timing of first RBC transfusion to account for censoring at the time of hospital discharge or death. We used multivariable logistic regression to build our predictive models including each variable category in an incremental fashion. We evaluated model performance with Nagelkerke’s Pseudo-R  and area under the receiver operator characteristic curve (C-statistic) for all patients and those with the five Primary Conditions. To further assess the effect of additional model components, we employed the methods described by Pencina et al to calculate the integrated discrimination improvement (IDI) and net reclassification improvement (NRI) . These two indices have been shown to be useful in quantifying the effect size of an added predictor to a model, as they rely on the strength of a predictor’s association with the outcome and less on the strength of the baseline model . Statistical analyses were performed in Stata 11 (Stata SE, Version 11.2, StataCorp, College Station, TX).
No. patients/ no. hospitalizations
32,493 / 61,988
243,381 / 382,981
% ≥ 65 years
Charlson score (median, IQR)
2, 1 - 3
1, 0 – 2
% with these Primary Conditions5
% not “full code” at time of admission
Hospital Length of Stay1
Mortality rate (%)
Hemoglobin & transfusion characteristics
GI Bleed N=12,388
Ortho surgery N=24,264
All admissions N=444,969
Admission Hgb (ALL Patients)1
Admission Hgb (Transfused)1
Admission Hgb (Not Transfused)1
Hgb prior to RBC transfusion1,2
Patients transfused RBC (%)
Mean # of RBC ± SD
3.6 ± 3.0
2.7 ± 2.5
3.3 ± 2.7
2.6 ± 2.4
2.0 ± 1.2
2.9 ± 2.7
Time to transfusion, hours median3
Predictive model performance for red blood cell transfusion
Transfusion through 24 hours
(a) + Admission Hemoglobin
(b) + Severity of Illness
(c) + Prior RBC Transfusion
(d) + Initial Hospital Location
(e) + Hospital
The largest increase in discrimination and explanatory power occurred with the addition of admission hemoglobin (Δ in C-statistic 0.118, IDI 0.344, NRI 1.161) to the model; in contrast comorbidity burden (Δ in C-statistic 0.034, IDI 0.012, NRI 0.299) and severity of illness (Δ in C-statistic 0.006, IDI 0.001, NRI 0.049) had smaller effects. Addition of admission hemoglobin yielded the greatest improvement in statistical performance regardless of the order of introduction into the model relative to other predictors, including severity of illness and comorbidity burden. Complete IDI and NRI results for transfusion through the end of hospitalization in all patients and by clinical diagnoses are shown in Additional file 1: Tables S3-S5.
Predictive model performance for specific medical conditions
(a) + Admission Hemoglobin
(b) + Severity of Illness
(c) + Prior RBC Transfusion
(d) + Initial Hospital Location
(e) + Hospital
Using detailed clinical data available prior to hospital admission, we developed a predictive model with very high discrimination for the likelihood of RBC transfusion at 24 hours and through hospitalization. While all predictor variables were statistically significant in all models, the admission hemoglobin was far superior to any other parameter, including comorbidity burden and severity of illness, in predicting the likelihood of RBC transfusion. Administrative data (age, gender, clinical comorbidities, admission type and diagnosis) and the admission hemoglobin alone were sufficient to develop a model with very high calibration, and this finding held true for individual medical conditions such as gastrointestinal bleeding, malignancy, and infection.
It has been hypothesized that the increased severity of illness and complexity of hospitalized patients play a large role in RBC transfusion outside of evidence-based guidelines. Patients with multiple comorbidities or aberrations in vital signs and laboratory values may be seen as having more “physiologic need” for transfusion at lower thresholds of anemia. To date, several studies have examined the role of clinical comorbidities in models of prediction for RBC transfusion. However, these studies have focused exclusively on surgical patients, examining cohorts hospitalized for trauma or preoperatively for cardiac and liver surgery [25–34]. Only studies of trauma examined perioperative changes in severity of illness and found that aberrations in vital signs and laboratory results were predictive of RBC transfusion [28–34]. In this population, even very small changes in heart rate, blood pressure and admission hemoglobin were associated with increased risk of massive transfusion.
The role of severity of illness and clinical comorbidities in predicting RBC transfusion has not been examined in patients hospitalized with common medical conditions. In this study, we utilized advanced measures of comorbid disease burden and severity of illness to risk-adjust patients. We examined the role of these measures, previously validated to assess a patient’s mortality risk, in predicting the likelihood of RBC transfusion events . Given the high acuity of illness in newly admitted patients, we chose to examine RBC transfusion within 24 hours of admission in addition to events through hospitalization. Our results suggest that severity of illness and comorbidity play a relatively minor role in RBC transfusion decisions in the overall hospitalized population.
Our model was less robust in the orthopedic surgery subgroup, compared with other common medical diagnoses that frequently undergo RBC transfusion. This finding is probably due to a larger difference between the admission and pre-transfusion hemoglobin in surgical patients likely due to operative bleeding, which we did not specifically evaluate in this study. Furthermore, perioperative factors such as acute changes in physiology are not reflected in model predictors available at the time of admission. Our reduced ability to discriminate perioperative transfusions is consistent with what has been reported in models of preoperative need for RBC transfusion [25–27]. It is likely that more dynamic scores that factor in trends in vital signs and hemoglobin levels would perform better in predicting the likelihood of RBC transfusion .
We were surprised that the predictive ability of severity of illness and clinical comorbidities was so small relative to that of hemoglobin. Overall, patients with high severity of illness or comorbidity burden were not more likely to be transfused than individuals with lower burdens at various admission hemoglobin thresholds. Nor did severity of illness correlate with variation in transfusion practice; pre-transfusion hemoglobin values were similar or lower rather than higher in individuals with high severity of illness. These findings support the notion that clinician’s decision to transfuse RBCs is driven more by a hemoglobin threshold in a particular clinical context (e.g., active bleeding, myocardial ischemia) rather than by a perceived physiologic need of blood based on severity of illness or the degree of clinical comorbidities.
Our data demonstrates a wide range of pre-transfusion hemoglobin levels within and across various admission conditions suggesting that significant variability in transfusion thresholds persists. Several randomized controlled trials in critically ill patients have not supported the role of physiologic need for transfusion above a particular hemoglobin threshold [8, 9, 36]. In addition to supporting the role for further clinical trials, our observed variability in RBC transfusion for medical and surgical conditions supports an ongoing need for clinician education of evidence-based guidelines. We did observe a higher average hemoglobin trigger for RBC transfusion in cardiovascular and orthopedic conditions compared to that of infection or gastrointestinal bleeding. In some part, these differences may reflect perceived differences in the safety of a restrictive transfusion strategy for particular medical conditions. However, because randomized controlled trial data of transfusion for particular cardiovascular indications such as acute myocardial infarction or septic shock are lacking, equipoise regarding transfusion thresholds for patients with active or underlying cardiovascular disease persists [5, 6, 8].
Our findings have implications for operational benchmarking and estimating inventory for RBC utilization. For example, one could compare observed rates of transfusion to those expected from the model, by hospital or medical/surgical service, while controlling appropriately for differences in admission hemoglobin and patient characteristics or case mix. Benchmarking could also be used to measure observed versus expected RBC transfusion rates before and after interventions such as implementation of a clinical decision support system. Finally, estimating the likelihood of transfusion based on admission patient characteristics may facilitate blood component management and improve the efficiency of maintaining appropriate blood inventories for hospitalized patients.
A number of limitations of our findings should be stressed. While our patient population is quite relevant in that it reflects the regional community practice of adult inpatients at 21 hospitals in Northern California, it would be desirable to assess this modeling approach in other hospitals, age groups, patient populations and regions of the country. For example, tertiary care referral centers, where trauma and transplant surgery is more common, likely have different patterns of RBC utilization and could require adjustments to the model.
Our model’s ability to explain observed variability in RBC transfusion is high by health services research standards, but opportunities to improve it exist. One current limitation is its lack of data on physician-designated indication for transfusion. Incorporating a clinician’s rationale for transfusion (for example, acute bleeding) or the role of symptoms (chest pain or dyspnea) would add further detail that may further explain practice variation not reflected in the admission or pre-transfusion hemoglobin. With the advent of electronic order entry, clinical decision support systems may allow us to better understand clinician-designated indications for blood transfusion as well as the opportunity to impact current practice.
Our results help us understand the contribution of various predictors of RBC transfusion at the time of hospitalization in a large cohort of medical and surgical patients. While we identify the importance of the hemoglobin level relative to aberrations in acute physiology and clinical comorbidities, we continue to see significant variability in transfusion practice with a wide range of pre-transfusion hemoglobin for various medical conditions. Future studies examining clinician-designated indications and the role of cardiopulmonary symptoms in the decision to order a transfusion may improve our understanding of current practice and aid in the development of educational interventions to improve compliance with guidelines.
We wish to acknowledge Drs. Chaya Prasad, Richard Ray, Jason Lee, and the other members of the Kaiser Permanente Northern California Blood Bank for facilitating access to blood bank data used in the study. We wish to thank Mss. Cynthia Vasallo and Linda Gliner for performing data quality audits and Mr. John Greene, for assistance with EMR programming. We wish to thank Drs. Roberta Bruhn, Jeffrey Carson, Ebi Fiebig, Jerome Gottschall, Simone Glynn, Steven Kleinman, Tracy Lieu, Beth St. Lezin, Darrell Triulzi, and Yan Wu for their input in data interpretation and manuscript development.
Funded by NHLBI Contracts HHSN2682011000005I and HHSN268201100004I for the Recipient Epidemiology and Donor Evaluation Study-III (REDS-III), and NHLBI Career development award K24-HL-75036 to Dr. Murphy. Kaiser Permanente Northern California Division of Research authors were also funded by The Permanente Medical Group, Inc.
The authors were supported by research contracts from the National Heart, Lung, and Blood Institute (NHLBI Contracts HHSN2682011000005I and HHSN268201100004I for the Recipient Epidemiology and Donor Evaluation Study-III (REDS-III). The funding source designated an investigator-led steering committee, which independently oversaw the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, and approval of the manuscript; and decision to submit the manuscript for publication.
The NHLBI Recipient Epidemiology Donor Evaluation Study - III (REDS-III), Domestic component, is the responsibility of the following persons:
A.E. Mast and J.L. Gottschall, BloodCenter of Wisconsin (BCW), Milwaukee, WI
D.J. Triulzi and J.E. Kiss, The Institute For Transfusion Medicine (ITXM), Pittsburgh, PA
E.L. Murphy and E.W. Fiebig, University of California, San Francisco (UCSF), San Francisco, CA
E.L. Snyder, Yale University School of Medicine, New Haven, CT and R.G Cable, American Red Cross Blood Services, Farmington CT
Data coordinating center:
D. J. Brambilla and M. T. Sullivan, RTI International, Rockville, MD
M.P. Busch and P.J. Norris, Blood Systems Research Institute, San Francisco, CA
Publication Committee Chairman:
R. Y. Dodd, American Red Cross, Holland Laboratory, Rockville, MD
Steering Committee Chairman:
S. H. Kleinman, University of British Columbia, Victoria, BC, Canada
National Heart, Lung, and Blood Institute, National Institutes of Health:
S. A. Glynn and A.M. Cristman
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