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Defining the content and delivery of an intervention to Change AdhereNce to treatment in BonchiEctasis (CAN-BE): a qualitative approach incorporating the Theoretical Domains Framework, behavioural change techniques and stakeholder expert panels

Abstract

Background

Low patient adherence to treatment is associated with poorer health outcomes in bronchiectasis. We sought to use the Theoretical Domains Framework (TDF) (a framework derived from 33 psychological theories) and behavioural change techniques (BCTs) to define the content of an intervention to change patients’ adherence in bronchiectasis (Stage 1 and 2) and stakeholder expert panels to define its delivery (Stage 3).

Methods

We conducted semi-structured interviews with patients with bronchiectasis about barriers and motivators to adherence to treatment and focus groups or interviews with bronchiectasis healthcare professionals (HCPs) about their ability to change patients’ adherence to treatment. We coded these data to the 12 domain TDF to identify relevant domains for patients and HCPs (Stage 1). Three researchers independently mapped relevant domains for patients and HCPs to a list of 35 BCTs to identify two lists (patient and HCP) of potential BCTs for inclusion (Stage 2). We presented these lists to three expert panels (two with patients and one with HCPs/academics from across the UK). We asked panels who the intervention should target, who should deliver it, at what intensity, in what format and setting, and using which outcome measures (Stage 3).

Results

Eight TDF domains were perceived to influence patients’ and HCPs’ behaviours: Knowledge, Skills, Beliefs about capability, Beliefs about consequences, Motivation, Social influences, Behavioural regulation and Nature of behaviours (Stage 1). Twelve BCTs common to patients and HCPs were included in the intervention: Monitoring, Self-monitoring, Feedback, Action planning, Problem solving, Persuasive communication, Goal/target specified:behaviour/outcome, Information regarding behaviour/outcome, Role play, Social support and Cognitive restructuring (Stage 2). Participants thought that an individualised combination of these BCTs should be delivered to all patients, by a member of staff, over several one-to-one and/or group visits in secondary care. Efficacy should be measured using pulmonary exacerbations, hospital admissions and quality of life (Stage 3).

Conclusions

Twelve BCTs form the intervention content. An individualised selection from these 12 BCTs will be delivered to all patients over several face-to-face visits in secondary care. Future research should focus on developing physical materials to aid delivery of the intervention prior to feasibility and pilot testing. If effective, this intervention may improve adherence and health outcomes for those with bronchiectasis in the future.

Background

Bronchiectasis is a chronic lung disease with a rising prevalence in the United States, of 8.7 % per year between 2000 and 2007 [1]. Patients with this condition experience debilitating symptoms and impaired quality of life [2]. Treatments are burdensome and time-consuming, with patients prescribed an average of 12 medications as well as airway clearance techniques to clear lung secretions [3]. Less than 20 % of patients are adherent to all aspects of treatment [3]. Patients who are non-adherent to inhaled antibiotics have four pulmonary exacerbations per year, compared to 2.6 per year in adherent patients [3], indicating a need to optimise adherence to treatment in this population. There are no evidence-based interventions currently available to change adherence for patients with bronchiectasis [4].

A growing body of evidence advocates the use of psychological theories in the development of interventions to change behaviour [57]. A lack of psychological theory use in the development of adherence interventions may limit the efficacy and implementation of these interventions in chronic respiratory disease [810]. Consequently, recent guidelines emphasise the need to report three aspects of behaviour change interventions [11]: (1) use of psychological theory to identify the factors which influence the target behaviour change (i.e., mechanism of action); (2) the active ingredients of behaviour change interventions (i.e., the content or what was delivered); and, (3) how this was delivered (i.e., who the intervention targeted, who delivered it, at what intensity, in what format and setting [12]).

The Theoretical Domains Framework (TDF) [13] can be used to define the mechanism of action and to choose behaviour change techniques (BCTs) (“active ingredients”) to include in an intervention [7, 1417]. Two versions of the TDF exist [13, 18] but only the 12 domain version has been used at the time of this study to select BCTs to include in a behaviour change intervention [13, 16]. Three compilations of BCTs have been published [7, 14, 17] but only one has been used with the TDF to define the content of a behaviour change intervention [7, 16]. Defining the content in this way does not indicate how this content should be delivered. Involving key stakeholders represents a potentially useful method of doing this for an intervention to change adherence in bronchiectasis [16, 19]. Therefore, the aim of this study was to use a theoretically driven approach, informed by stakeholders’ perspectives to develop an intervention that would focus on changing patient adherence to treatments in bronchiectasis.

Methods

This study consisted of three stages: to use the TDF to identify what factors influence patients’ adherence behaviour and identify what factors influenced healthcare professionals’ (HCPs) ability to change the adherence behaviour of patients. i.e., mechanism of action of our intervention (Stage 1); use data from Stage 1 to choose the BCTs i.e., the active ingredients to include in a proposed intervention (Stage 2); and, use expert panels of key stakeholders (patients, HCPs and academics) to define how the proposed intervention could be delivered including format and delivery, training of HCPs and commissioning of the proposed intervention in the future (Stage 3). Figure 1 illustrates the three stages of the study.

Fig. 1
figure1

Summary of stages of data analysis, content and delivery of proposed intervention. aAction planning replaced ‘Time management’ in the BCT Taxonomy [17]. bSocial support (unspecified) replaced ‘Motivational interviewing’ and ‘Social processes of encouragement, pressure, support’ in the BCT Taxonomy [17]. TDF: Theoretical domains framework. BCTs: Behavioural change techniques. HCP: Healthcare professional

Stage 1: using the TDF to identify what factors influenced adherence

Design

We completed two qualitative studies. Firstly, we interviewed patients with bronchiectasis (November 2011-April 2012). Design, sampling and materials used in this study have been reported in detail previously [20]. We re-analysed data collected from patient interviews using the TDF and will only discuss this re-analysis in this paper. Secondly, between January and June 2013, we completed semi-structured, mixed-discipline focus groups and one-to-one interviews with HCPs. One-to-one interviews were completed with those HCPs who were unable to attend focus groups.

Sample

We recruited patients with bronchiectasis with a history of Pseudomonas aeruginosa infection using maximum variation sampling as they approached the end of a related study [3, 20]. We recruited HCPs who cared for patients with bronchiectasis (nurses, physiotherapists, respiratory physicians, general practitioners [GPs], hospital and community pharmacists and psychologists) from the five health administrative bodies in Northern Ireland [Health and Social Care Trusts (HSC)]. Participants were recruited using a snowballing recruitment strategy [21]. We approached existing clinical contacts to participate in the study and/or to nominate others who might be interested. Recruitment was supported by the Northern Ireland Clinical Research Network (specifically the Respiratory Health and Primary Care Interest Groups) who approached potential participants (GPs and those in secondary care in Belfast and Western HSC Trusts). Participants were invited via email using an invitation letter and information sheet. Recruitment continued until data saturation was reached [21].

Materials and procedure

Both studies used semi-structured topic guides. The patient guide focused on the factors (barriers and motivators) influencing adherence to treatments and strategies to overcome these [20]. The HCP guide focused on knowledge of adherence to treatment, perceptions of factors influencing adherence, ability to change adherence and views on the important components of an intervention to change adherence in bronchiectasis (Additional file 1). Participants in both studies provided informed consent immediately prior to taking part. The researcher (AMcC) conducted one-to-one interviews with patients in their chosen location (hospital or own home) [20]. Two facilitators (AMcC and CR) conducted mixed discipline HCP focus groups in training rooms at seven hospital sites. Both facilitators were HCPs (physiotherapist and pharmacist) with experience and training in conducting qualitative research. The researcher (AMcC) interviewed those who were unable to participate in focus groups. These took place in the private offices of the interviewees.

Analysis

All interviews and focus groups were transcribed verbatim, anonymised and checked for accuracy by AMcC. All data were analysed using the 12 domain TDF [13] (Additional file 1: Tables S1 and S2), patient data were analysed using an adapted version (Additional file 1: Table S1). All transcripts were independently analysed by the researcher (AMcC) and a second member of the team (JB, BO’N, CH or CR). We coded sections of transcripts to the TDF domains. Each pair of researchers coded several transcripts then met to agree the approach to coding. The researcher (AMcC) ensured that all second coders were using the same approach; final coding for each domain was agreed between coders. The researcher (AMcC) analysed the content of each TDF domain for both patient and HCP domains to identify key themes emerging in each. We used this information to reach consensus on the relevance of each TDF domain to adherence behaviour for patients and HCPs. We agreed a domain to be ‘relevant’ if it was frequently coded and the content of the domain linked directly to the behaviour of interest [22].

Stage 2: using the TDF to choose BCTs to include in the intervention

To identify BCTs for inclusion, three members of the team mapped the relevant TDF domains to a list of 35 BCTs using the following method [7] (a list of the 35 BCTs and their definitions are included in Additional file 2: Table S3). We independently scored whether we would use each BCT to target each of the 12 TDF domains using an adapted scoring system from Michie et al. [7] outlined in Table 1. Additional file 2: Tables S4 and S5 show the final mapping of TDF domains to BCTs for patients and HCPs.

Table 1 Scoring system for choosing potential BCTs to include in the intervention

BCTs for which there was ‘agreed non-use’ were excluded. We ranked the remaining BCTs based on the number of TDF domains for which there was ‘agreed use’ or ‘agreed use’ plus ‘disagreement.’ (Additional file 2: Tables S4 and S5). We discussed, as a team, whether these BCTs should be included, using the following information to aid our discussion: (1) BCT ranking; (2) data on effectiveness of adherence interventions collected as part of a relevant systematic review [4]; (3) knowledge of the transcript content; (4) whether the BCT was included, excluded or changed in the BCT taxonomy which was published during the time this study was being conducted [17]. From this, we produced two refined lists of potential BCTs: one to change patient adherence behaviour and one to change HCPs’ ability to change adherence. We identified the common BCTs across the two lists and cross-referenced this final list of potential BCTs with the BCT taxonomy to check that the terminology and definitions used were up-to-date [17]. We adopted this approach of combining the two lists and cross-referencing with the BCT taxonomy following personal communications with health psychologists with specific expertise in applying the TDF and in BCT coding.

Stage 3: using expert panels to define how the proposed intervention could be delivered

Design

In April and May 2014, we conducted three expert panels (patients with P. aeruginosa infection, patients without P. aeruginosa infection and one HCP/academic panel). Patients with a history of P. aeruginosa infection participated in a separate panel from those without P. aeruginosa to minimise potential cross-infection.

Sample

Patients were eligible if they had high resolution computed tomography diagnosed bronchiectasis and were prescribed treatments for bronchiectasis. Patients were recruited by their HCPs from across the five HSC Trusts, to gain a maximum variation sample based on gender, location and P.aeruginosa infection status. HCP and academics from across the United Kingdom were purposively sampled to obtain a range of expertise (bronchiectasis management, intervention development, commissioning of interventions and professional background). Potential participants were contacted via email and invited to participate.

Materials and procedure

We summarised the findings from Stages 1 and 2 plus two related studies (a systematic review of adherence interventions in chronic respiratory disease and a study measuring predictors of adherence in bronchiectasis [3, 4, 23]) and circulated these to participants two weeks prior to the expert panels taking place (Patient version in Additional file 3 and HCP version in Additional file 4). In advance of all panels, the research team used data from a relevant systematic review to decide if the BCTs delivered should be individualised to patients or treatments [4]. We prepared the following documents to use during the expert panels (Patient version in Additional file 5 and HCP version in Additional file 6): (1) a presentation outlining how the intervention was developed and an agenda for the panel; (2) a facilitators’ guide for use during the panels; (3) detailed summaries of relevant TDF domains from Stage 1; (4) a bronchiectasis-specific example for each of the 12 BCTs in the proposed intervention was generated by using the TDF findings from Stage 1 [7], BCT examples provided in the BCT taxonomy [17] and findings of a related systematic review [4]; and, (5) a list of questions to be discussed during the expert panel meetings based on those suggested by Davidson et al. [12] (Table 2). During all the panels, the researcher (AMcC) delivered the presentation described above. Following this, each panel completed two tasks (Table 2). Four researchers (AMcC, CR, BO’N and CH) facilitated the two patient panels. These took place on the same day (patients without P.aeruginosa infection in the morning and patients with history of P.aeruginsa in the afternoon). The single HCP panel was led by six facilitators (AMcC, CR, JB, BO’N, SE and CH) and took place over one day. Participants were split into three small groups each with specific questions to discuss (Table 2). In all panels, key discussion points were recorded by designated members of the research team.

Table 2 Questions explored with expert panels

Analysis

The research team conducted a de-brief session following all three expert panels. During this session, key findings from each panel were agreed. A copy of these findings was sent via post or email to the participants of the respective panels (Additional files 7 and 8). The researcher (AMcC) contacted participants via telephone or email to obtain feedback on this document which was added to the overall findings. The research team used these documents to agree a plan for how the intervention could be delivered in terms of content, who the intervention should target, who should deliver it, at what intensity, in what format and setting as well as the preferred outcome measures, approach to training and commissioning of the intervention in the future.

Ethical considerations

Ethical approval for all studies was received from the Office for Research Ethics Northern Ireland (11/NI/0109 and 12/NI/0078). All HCP/academic participants who participated in interviews, focus groups or an expert panel received a Continuing Professional Development certificate. Patient and HCP/academic expert panel participants received a £100 honorarium for participating in an expert panel.

Results

Results from stage 1: using the TDF to identify what factors influenced adherence

Patient participants have been described previously [20]. Briefly, 16 patients with bronchiectasis and moderate lung impairment participated. Eight were non-adherent to treatment (inhaled antibiotics, other respiratory medicines and airway clearance) and eight were adherent to these treatments, based on scoring ≥ 80 % on a self-reported adherence questionnaire [20].

Seven focus groups of HCPs (n = 39, four to eight participants per group) and seven interviews with HCPs were completed (n = 7). Thirty-eight (83 %) participants were female with a mean [SD] of 19 [7] years since qualification. Nine participants worked in primary care (4 practice nurses, 3 GPs and 2 community pharmacists) and 37 in secondary care (16 nurses, 10 physiotherapists, 7 respiratory physicians, 2 pharmacists, 2 psychologists).

We identified the same eight domains as being relevant for patients and HCPs: Knowledge, Skills, Beliefs about capabilities, Beliefs about consequences, Motivation, Social Influences, Behavioural regulation and Nature of behaviours. Relevant TDF domains, their sub-themes, summary of domain content and sample quotes are included in Tables 3 and 4.

Table 3 Relevant TDF domains, sub-themes, summary of domain content and example quotes for interviews with patients with bronchiectasis (Stage 1)
Table 4 Relevant TDF domains, sub-themes, summary of domain content and example quotes for interviews and focus groups with HCPs (Stage 1)

Results from stage 2: using the TDF to choose BCTs to include in the intervention

Relevant TDF domains mapped against the 35 BCTs and ranked by number of domains targeted are shown in Additional file 2: Tables S4 and S5. For patients, 13 potential BCTs were identified as potential components of an intervention (Table 5). Eleven BCTs were excluded due to ‘agreed non-use’ and a further 11 were excluded following discussion within the team (reasons for exclusion are in Additional file 2: Table S6). For HCPs, 17 BCTs were identified as potential components of the intervention (Table 5). Eight BCTs were excluded due to ‘agreed non-use’ and a further 10 were excluded following discussion within the team (reasons for exclusion are in Additional file 2: Table S7). There were 12 common BCTs across patient and HCPs (Fig. 1). Following cross-checking of this final BCT list with the BCT taxonomy, we updated three of the included BCTs to terms used in the BCT taxonomy. Time management was changed to Action planning [17]. Motivational interviewing and Social processes of encouragement, pressure, support were both changed to Social support (unspecified) from the BCT taxonomy [17].

Table 5 Patient and HCP BCTs identified as potential intervention components (Stage 2)

Results from stage 3: using expert panels to define how the proposed intervention could be delivered

Eleven patients (64 % female) participated across two panels (P. aeruginosa panel n = 5 and non-P.aeruginosa panel n = 6). Nine (78 % female) HCP/academics participated in a single panel (two nurses, three doctors, two physiotherapists, two psychologists). Four had expertise in bronchiectasis, three had experience in behaviour change interventions and two in both bronchiectasis and commissioning interventions. Prior to the panels, the research team decided that the proposed intervention should be able to be individualised to patients and treatments i.e., not all BCTs should be delivered to all patients but rather BCTs should reflect specific patient or treatment needs. All panels agreed with this approach and thought it would be of use to them. Panels’ views on the format and delivery of the intervention are summarised in Fig. 1. HCP/academics’ views on how training should be delivered are included in Table 6. HCP/academics thought that during evaluation of our proposed intervention pulmonary exacerbations, hospital admissions, lost work days and quality of life should be measured as these drive the commissioning of future services. Detailed findings from each of the three panels are included in Additional files 7 and 8.

Table 6 HCP/academic panel views on how HCPs should be trained to deliver the intervention (Stage 3)

Discussion

We have identified eight relevant TDF domains influencing patient adherence to treatment (i.e., the mechanism of action), used these to define the content for an intervention comprising of 12 BCTs (i.e., the active ingredients) and used expert panels to determine how this intervention could be delivered in a research and clinical setting. To our knowledge, this is the first study to use this approach for a behaviour change intervention for patients with chronic respiratory disease. The content for our intervention has been developed in a systematic way and using psychological theories to identify 12 potentially effective and well-defined behavioural change techniques. It is hoped that by using this approach, we may increase the potential effectiveness of the intervention, its ability to be tested in other disease populations or be appraised as part of systematic reviews [11]. We used views of key stakeholders to determine how this intervention should be delivered, thereby, aiding its ability to be implemented into clinical practice [5]. If effective, this intervention has the potential to improve adherence and health outcomes for patients who suffer from a disease which can have daily symptoms which patients perceive as embarrassing [20], leads to frequent hospitalisations [24] and impairs quality of life [25].

The eight relevant TDF domains were the same for both patients and HCPs. A recent synthesis of factors affecting adherence reported similar findings to our eight relevant TDF domains for patients [26]. A single paper has used the TDF to identify what influenced patients’ behaviour towards haemodialysis care [27] and many studies have used the TDF to explore factors influencing HCP behaviours [2831]. However, to our knowledge, no other studies have used the TDF to explore HCPs’ perceptions about their ability to influence adherence. Our data shows that HCPs lacked skills and confidence around changing patients’ adherence. HCPs identified that they felt they required training to help them manage adherence. Through the expert panels, these data were used to develop a plan for how HCPs could be trained to deliver this intervention. Further research is needed to outline the exact content of this training and develop the physical materials to facilitate it.

The results of our mapping of the TDF domains to BCTs are similar in both patients and HCPs, indicating that it was a rigorous process. Despite the potential for the TDF and BCTs to develop the content of interventions, few papers have used both frameworks in this way and all have focused on changing HCP behaviours [15, 16]. To our knowledge, this is the first paper to define the content of a behaviour change intervention by mapping the TDF to BCTs for both patients and HCPs.

The proposed intervention will be individualised for specific treatments and patients. This decision was taken prior to the expert panels taking place based on the strength and breadth of literature supporting this approach [4, 32, 33]. The HCP panel suggested that there would need to be an assessment visit to facilitate this. Several approaches could be used: (1) administering an assessment questionnaire to evaluate which TDF domains need to be targeted [34]; (2) by identifying responders and non-responders to particular BCTs or combinations of BCTs and using that to guide which BCTs to choose [35]. These approaches present considerable challenges for the design of a future randomised controlled trial. Future studies will focus on developing the supporting materials to allow the delivery of the 12 BCTs. As part of feasibility and pilot testing, we will explore the most appropriate methods of determining which BCTs to use and test the feasibility of these in different hospital settings.

The effectiveness of the proposed BCTs and plan for delivery has not yet been tested. Some of the 12 selected BCTs (information on behaviour and outcomes and cognitive restructuring) have been tested as part of other effective interventions [36, 37]. As these BCT were used with other intervention components, the extent to which they contributed to the effectiveness of these interventions is not known. Further, the optimum method of delivery for the included BCTs is not known. Given the variation in delivery of interventions [36, 37], it appears that the approach should be tailored to individual interventions and clinical settings.

There were a number of limitations. The TDF was not used to design the topic guide for the interviews or focus groups. Patients were recruited at the end of a related study on adherence; all patients coming to the end of the study were invited to participate until data saturation was reached. However, this may still have affected the study outcomes. The older compilation of BCTs was used as the more recent BCT taxonomy containing 93 BCTs was only published during the time our studies were conducted [17]. However, we attempted to consider any changes by cross-referencing the final list of included BCTs with the BCT taxonomy. Finally, whilst we obtained a broad range of views, it is difficult to know whether similar results would be found, particularly for delivery of the intervention, if this study was replicated in other healthcare settings with different infrastructure and systems in place. Snowball sampling of HCPs in stage 2 may have introduced bias; however, Northern Ireland has a small healthcare system and we recruited all of the key respiratory physicians, nurses and physiotherapists at each hospital site so this is unlikely to be a significant issue for this study.

Conclusion

We identified 12 theory-derived BCTs that form the intervention content. Individually tailored content will be delivered to all patients over several face-to-face visits in secondary care. Future research should focus on developing physical materials to aid delivery of the proposed intervention prior to feasibility and pilot testing. If effective, this intervention may improve adherence and health outcomes for those with bronchiectasis in the future.

Availability of supporting data

The datasets supporting the results of this article are included within the article (and its additional files).

Abbreviations

BCT:

Behavioural change technique

CAN-BE:

Change adherence to treatment in bronchiectasis

GP:

General practitioner

HCP:

Healthcare professionals

HSC:

Health and social care trust

TDF:

Theoretical domains framework.

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Acknowledgements

We would like to thank all of the study participants and the staff at the Northern Ireland Clinical Research Network (Primary Care and Respiratory Health) for their help with recruitment of HCPs. We would also like to thank Professor Jill Francis and Professor Susan Michie for their advice on data analysis. This work was supported by The Bupa Foundation (Grant number TBF-MR12-015 F).

Author information

Correspondence to Carmel M. Hughes.

Additional information

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

All authors contributed to conception and design. AMcC and CR collected data. AMcC, CR, JB, BO’N and CH analysed data. All authors (AMcC, CR, BO’N, JB, SE CH) contributed to the drafting and revision of the manuscript and approval of the final manuscript. All authors read and approved the final manuscript.

Additional files

Additional file 1:

HCP topic guide and Theoretical Domains Framework used for analysis in Stage 1. (DOCX 36 kb)

Additional file 2:

BCT definitions, BCT mapping and reasons for exclusions of BCTs in Stage 2. (DOCX 50 kb)

Additional file 3:

Documents circulated to patient panel prior to attending. (PDF 1208 kb)

Additional file 4:

Documents circulated to HCP panel prior to attending. (PDF 1314 kb)

Additional file 5:

Materials used during patient expert panel. (PDF 1477 kb)

Additional file 6:

Materials used in HCP expert panel. (PDF 1387 kb)

Additional file 7:

Summary of patient expert panel findings. (PDF 1049 kb)

Additional file 8:

Summary of HCP expert panel findings. (PDF 119 kb)

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Keywords

  • Focus Group
  • Expert Panel
  • Bronchiectasis
  • Secondary Care
  • Community Pharmacist